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FINRA Awards for Elliott M. Kroll

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0197106/15/2021Claimant(s): Weild & Co.
Claimant Lawyers(s): Elliott M. Kroll
Respondent(s): Tradesman Program Managers
Respondent Lawyers(s): Mitchell Schuster
Arbitrator(s): Ted M. Rosen, Paul J. Camilleri, Anthony Michael Sabino
Hearing Site: New York, NY
17-0292409/19/2018Claimant(s): Weild & Co.
Claimant Lawyers(s): Elliott M. Kroll
Respondent(s): Mark Edwards Partners LLC
Respondent Lawyers(s): Thorn Rosenthal
Arbitrator(s): Robert E. Anderson, Thomas M. Flohr, Laura Wong-Pan
Hearing Site: New York, NY

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