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FINRA Awards for Alan Zee

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0310808/24/2020Claimant(s): Alan Zee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY

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