| 08-03388 | 10/30/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Dermot Durnin
Respondent Lawyers(s): Dermot Durnin
Arbitrator(s): Douglas E. DeTata, Laurel Littman Gothelf, Thomas D. Reese
Hearing Site: San Francisco, CA
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| 08-02336 | 10/11/2010 | Claimant(s): Pershing LLC
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Douglas Green
Respondent Lawyers(s): Douglas Green
Arbitrator(s): Douglas E. DeTata, John J. Fitzpatrick, Suzanne M. Stuckwisch
Hearing Site: San Francisco, CA
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| 09-02467 | 08/16/2010 | Claimant(s): Darru K. Hsu, Hsu Living trust U/A 05/05/03 Darru Hsu
Claimant Lawyers(s): Darru K. Hsu
Respondent(s): UBS Financial Services Inc., Mildred Peltzman, Neil Gavande
Respondent Lawyers(s): Kathleen Adams, Lawrence Brennan
Arbitrator(s): Douglas E. DeTata, Thomas D. Reese, Cheryl R. Kershner
Hearing Site: San Francisco, CA
|  | $0 |
| 08-03113 | 09/14/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jason Roberts
Respondent Lawyers(s): Jason J. Roberts
Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley
Hearing Site: San Francisco, CA
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| 08-00403 | 03/20/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Armstrong
Respondent Lawyers(s): Jon D. Armstrong
Arbitrator(s): Douglas E. DeTata, Paul M. Foster, John Edward Bersin
Hearing Site: San Francisco, CA
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| 07-02552 | 04/21/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Andrea Bulow
Respondent Lawyers(s): Andrea X. Xuefen
Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin
Hearing Site: San Francisco, CA
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| 07-00688 | 04/15/2008 | Claimant(s): Carl Spradlin, Joy Spradlin, Carl Spradlin RO IRA, Joy Spradlin RO IRA, Spradlin Living Trust DTD 4/2/01
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Douglas E. DeTata, Dean J. Dietrich, James Philip Barber
Hearing Site: Reno, NV
| | $0 |
