FINRA Awards for Marlyn G. McClaskey

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-05466	04/05/2013	Claimant(s): Alice Soto, Betty Lee, Blair Brooksby, Curtis Alling, Curtis Sylvester-Jose, Curtis Webb, Darryl Morrison, David Campell, David Moy, Deborah Keyston, Evelyn Delcid, Francesca Brown, George Keyston, James Chew, James Weidinger, Jean Chew, Jeannette Chan, Jerry Rubelt, Kin Leong, Kirk Theis, et al Claimant Lawyers(s): Matthew K. Edling Respondent(s): Pacific West Financial Group, Pacific West Securities. Respondent Lawyers(s): Chance A.E. Hodges, Dennis J. Kelly Arbitrator(s): Marlyn G. McClaskey, Charles E. Farnsworth, Roberta R. Jeffrey Hearing Site: San Francisco, CA		$5,709,720
10-00773	01/18/2011	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Kenneth Shaffer Respondent Lawyers(s): Kenneth C. Shaffer Arbitrator(s): Marlyn G. McClaskey, Laurel Littman Gothelf, Thomas D. Reese Hearing Site: San Francisco, CA
07-02552	04/21/2008	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Andrea Bulow Respondent Lawyers(s): Andrea X. Xuefen Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin Hearing Site: San Francisco, CA