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FINRA Awards for Spradlin Living Trust DTD 4/2/01

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0068804/15/2008Claimant(s): Carl Spradlin, Joy Spradlin, Carl Spradlin RO IRA, Joy Spradlin RO IRA, Spradlin Living Trust DTD 4/2/01
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Douglas E. DeTata, Dean J. Dietrich, James Philip Barber
Hearing Site: Reno, NV
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