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FINRA Awards for Robert E.L. Bonaparte

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0189009/02/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Minervini
Respondent Lawyers(s): Roger Hennagin
Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin
Hearing Site: Portland, OR
07-0227612/03/2008Claimant(s): Judith L. Chiosso Glass, IRA, Judith L. Chiosso Glass Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Russell Kautz, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Robert E.L. Bonaparte, Gary F. Purpura, Daniel B. MacLeod
Hearing Site: Portland, OR
Checkmark Icon$600,000

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