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FINRA Awards for Mark Haenny

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0019306/14/2021Claimant(s): Gerellen Joneson
Claimant Lawyers(s): James N Thomaidis
Respondent(s): Mark Haenny, Matthew Hickey, First Allied Securities.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Steven M. Feder, Mary C. Davis
Hearing Site: Denver, CO
Checkmark IconExpungement
08-0123104/30/2009Claimant(s): James O'Rorke
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Charles Schwab & Co.., Mark Haenny
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Marilyn R. Lewis, Patricia Mary Vondra
Hearing Site: Denver, CO
Checkmark Icon$33,124

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