Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03274 | 03/31/2015 | Claimant(s): Roberta Franklin, The Downey Brand, LLP Employment Retirem, Roberta Lee Franklin IRA Claimant Lawyers(s): Roberta Lee Franklin Respondent(s): Edward Stadjuhar, Sagepoint Financial., Strategic Wealth Advisors Group Respondent Lawyers(s): Gregory T. Fayard, Kasumi L. Takahashi Arbitrator(s): Ralph A. Cotton, Michael J. Fish, Clifford A. Threlkeld Hearing Site: San Francisco, CA |  | Expungement |
| 12-02202 | 07/21/2014 | Claimant(s): Annette Liebergesell, Bernd Liebergesell, Daniel White, Donald Bill, Gloria Bill, Dan White Revocable Living Trust, The Bill Family Trust dtd Nov. 05, 2003 Claimant Lawyers(s): Brian D. Miller Respondent(s): Dennis Pettinelli, Signator Investors., Wells Investment Securities. Respondent Lawyers(s): Gregory T. Fayard, Marc V. Allaria, Richard B. Hopkins Arbitrator(s): Richard L. Rubin, Pamela S. Mann, Shawn Ridgell Hearing Site: San Francisco, CA | Expungement |