| 12-00328 | 06/25/2014 | Claimant(s): Ronald Small
Claimant Lawyers(s): Ronald Small
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joseph A. Matteo
Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
|  | $0 |
| 07-02501 | 07/13/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Jeffrey Farrell
Respondent Lawyers(s): Jeffrey T. Farrell
Arbitrator(s): Richard A. Purkiss, Michael Allen Zeiler, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | |
| 07-01842 | 05/06/2009 | Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono, William Bucci
Respondent Lawyers(s): John N. Salla
Arbitrator(s): Richard A. Purkiss, Andrew W. Davitt, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | |
| 07-02448 | 03/25/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Harry Virunurm
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Richard A. Purkiss, David M. Panko, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | $97,330 |
