Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00328 | 06/25/2014 | Claimant(s): Ronald Small Claimant Lawyers(s): Ronald Small Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Joseph A. Matteo Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens Hearing Site: Philadelphia, PA |  | $0 |
| 11-01658 | 01/10/2013 | Claimant(s): D7 Trading, Kingdom Legacy Fund Claimant Lawyers(s): Tucker Harrison Byrd Respondent(s): Penson Financial Services., TD Ameritrade Holding Corporation, Thinkorswim. n/k/a Bellevue Chicago Respondent Lawyers(s): Joseph A. Matteo Arbitrator(s): George K. Beardsley, Donald K. Runkle, Charles W. Lavender Hearing Site: Tampa, FL | | $0 |