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FINRA Awards for Donald K. Runkle

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0222101/13/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jose Rojas
Respondent(s): Daniel Curkan
Respondent Lawyers(s): Daniel H. Curkan
Arbitrator(s): William S. Glickfield, Donald K. Runkle, Whilden Sessions Parker
Hearing Site: Tampa, FL
11-0165801/10/2013Claimant(s): D7 Trading, Kingdom Legacy Fund
Claimant Lawyers(s): Tucker Harrison Byrd
Respondent(s): Penson Financial Services., TD Ameritrade Holding Corporation, Thinkorswim. n/k/a Bellevue Chicago
Respondent Lawyers(s): Joseph A. Matteo
Arbitrator(s): George K. Beardsley, Donald K. Runkle, Charles W. Lavender
Hearing Site: Tampa, FL
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