Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01658 | 01/10/2013 | Claimant(s): D7 Trading, Kingdom Legacy Fund Claimant Lawyers(s): Tucker Harrison Byrd Respondent(s): Penson Financial Services., TD Ameritrade Holding Corporation, Thinkorswim. n/k/a Bellevue Chicago Respondent Lawyers(s): Joseph A. Matteo Arbitrator(s): George K. Beardsley, Donald K. Runkle, Charles W. Lavender Hearing Site: Tampa, FL |  | $0 |
| 11-00252 | 04/10/2012 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): John Mullen Respondent(s): Allen Hegener Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Ronald H. Walton, George K. Beardsley, Kenneth R. Starr Hearing Site: Tampa, FL | ||
| 10-03530 | 03/09/2012 | Claimant(s): Denise Springer Claimant Lawyers(s): Arthur C. Koski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Matthew Wolper Arbitrator(s): George K. Beardsley, Deborah J. Powell, Charlotte F. Abington Hearing Site: Tampa, FL |