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FINRA Awards for Allen Hegener

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0236709/22/2022Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Allen Hegener
Respondent Lawyers(s): Allen John Hegener
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
11-0025204/10/2012Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): John Mullen
Respondent(s): Allen Hegener
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Ronald H. Walton, George K. Beardsley, Kenneth R. Starr
Hearing Site: Tampa, FL

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