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FINRA Awards for Christin Kim

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0045212/02/2022Claimant(s): Barbara Moger
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Christopher Braccia, Stephen Oliver, First Allied Securities.
Respondent Lawyers(s): Garry T. Stevens
Arbitrator(s): Diane Ciccone, Carol H. Gold, Christin Kim
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
20-0168302/02/2022Claimant(s): Alexander Schwartz
Claimant Lawyers(s): Robert C. Ewing
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): J. Scott Humphrey
Arbitrator(s): Thomas Benjamin Salzer, John T. Hausladen, Christin Kim
Hearing Site: Philadelphia, PA

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