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FINRA Awards for Kevin Fifield

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0030311/12/2018Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
17-0100303/30/2018Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara Kramer, Jon Kaplon
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
17-0130712/22/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon Kaplon
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
17-0073611/16/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): Securities America.
Respondent Lawyers(s): Janine Lucas
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
11-0167901/18/2012Claimant(s): Kevin Fifield
Claimant Lawyers(s): Jon M. Bylsma
Respondent(s): Securities America.
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Leonard R. Present, Conrad W. Koski
Hearing Site: Detroit, MI

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