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FINRA Awards for Stuart Sinai

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0085110/30/2024Claimant(s): Jasmine Abouzied
Claimant Lawyers(s): Michael A. Gross
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson A. Terrell
Arbitrator(s): Stuart Sinai, Peter A. Goldman, Jane C. Carney
Hearing Site: New York, NY
18-0030311/12/2018Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
17-0100303/30/2018Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara Kramer, Jon Kaplon
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
17-0130712/22/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon Kaplon
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
17-0073611/16/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): Securities America.
Respondent Lawyers(s): Janine Lucas
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI

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