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FINRA Awards for Michael Johnston

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0228911/25/2024Claimant(s): Wendy Kosberg Starr Trust Dated 9/24
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Kenneth Joe Gold
Hearing Site: Dallas, TX
Checkmark IconExpungement
08-0289606/21/2010Claimant(s): John Arnold, Michael Johnston, Michael Mittman
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Mark A. Levy, Bruce A. Davidson, Robert B. Hansohn
Hearing Site: Los Angeles, CA

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