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FINRA Awards for Carolyn Renee Payne

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0298107/13/2020Claimant(s): Brenda Rossman
Claimant Lawyers(s): Adam Gana
Respondent(s): Investment Architects.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mark Alan Sevigny, Gregory Douglas Stone, Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206/12504
19-0299705/07/2020Claimant(s): Tastyworks.
Claimant Lawyers(s): John J Muldoon
Respondent(s): Miranda Casillas
Respondent Lawyers(s): Miranda Casillas
Arbitrator(s): Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark Icon$31,706
18-0274406/27/2019Claimant(s): AGS Underground
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Michael Oromaner
Respondent Lawyers(s): Michael Lawrence Oromaner
Arbitrator(s): Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark Icon$75,672
16-0084707/13/2017Claimant(s): Agatha Dancy, John Dancy
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Wedbush Securities Inc., Mark Augusta
Respondent Lawyers(s): Charles LaChaussee, David S. Harrison
Arbitrator(s): A. Joel Klein, Owen J. Thomsen, Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark Icon$1,519,360

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