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FINRA Awards for Marcie S. Mintz

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0117401/09/2008Claimant(s): Laurie Lujan
Claimant Lawyers(s): Laurie Lujan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie S. Mintz
Arbitrator(s): Kelly A. Barker
Hearing Site: Los Angeles, CA
07-0103110/11/2007Claimant(s): Thomas Hulick
Claimant Lawyers(s): Paul Kroeger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie S. Mintz
Arbitrator(s): Harry Miller, Marvin B. Karelitz, Steven A. Wawra
Hearing Site: Los Angeles, CA

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