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FINRA Awards for Rodrigue Lors

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0284406/27/2024Claimant(s): Rodrigue Lors
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): National Securities Corporation, Wilmington Capital Securities
Respondent Lawyers(s): Dennis Lee, Emily A. Hayes
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY

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