Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech Hearing Site: Boca Raton, FL | ||
| 15-01979 | 06/16/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Patrick G. King Respondent(s): Scott Sade Respondent Lawyers(s): Peter B. King Arbitrator(s): Monroe Mitchel, Mark I. Roth, John S. Leech Hearing Site: Boca Raton, FL | ||
| 10-05262 | 10/08/2012 | Claimant(s): Diane Wendin Claimant Lawyers(s): Lars K. Soreide Respondent(s): Stephens. Respondent Lawyers(s): Kim Keller Fowler Arbitrator(s): Stan West, Barth Satuloff, John S. Leech Hearing Site: Boca Raton, FL |  | $15,749 |