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FINRA Awards for Scott Sade

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0197906/16/2017Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Patrick G. King
Respondent(s): Scott Sade
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Monroe Mitchel, Mark I. Roth, John S. Leech
Hearing Site: Boca Raton, FL
14-0242909/19/2016Claimant(s): William Langfan
Claimant Lawyers(s): William K. Langfan
Respondent(s): Citigroup Global Markets., Morgan Stanley, Scott Sade
Respondent Lawyers(s): George D. Sullivan, Peter B. King
Arbitrator(s): Allen Kilik, Lisa Marie Macci, Steven G. Montesi
Hearing Site: Boca Raton, FL
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