Potomac Analytics' Logo

FINRA Awards for Steven G. Montesi

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0167510/18/2018Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Anthony Mazzo
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Gloria O. North, Steven G. Montesi, Mark Joseph Mugnaini
Hearing Site: Boca Raton, FL
14-0242909/19/2016Claimant(s): William Langfan
Claimant Lawyers(s): William K. Langfan
Respondent(s): Citigroup Global Markets., Morgan Stanley, Scott Sade
Respondent Lawyers(s): George D. Sullivan, Peter B. King
Arbitrator(s): Allen Kilik, Lisa Marie Macci, Steven G. Montesi
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0290604/08/2011Claimant(s): Jay Raubvogel, Seymour Raubvogel, M. Raubvogel Co. Inc. Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): James D. McDonald, Randy R. Freedman, Steven G. Montesi
Hearing Site: Boca Raton, FL
Checkmark Icon$766,935

3 Results

Display: