Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02104 | 05/14/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John B. Clark Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 20-01903 | 03/12/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 11-01070 | 04/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): James Shoffner Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Samuel E. Wing, Marilyn R. Lewis, Melissa Kay Kondziolka Hearing Site: Denver, CO |