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FINRA Awards for Joel R. Beck

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0321407/08/2021Claimant(s): Jason Seale
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): American Wealth Management.
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
20-0269305/17/2021Claimant(s): Travis Jennings
Claimant Lawyers(s): Harris Freedman
Respondent(s): Dempsey Lord Smith
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
12-0366706/18/2013Claimant(s): International Financial Solutions.
Claimant Lawyers(s): Joel R. Beck
Respondent(s): Loma Agashiwala, Mahesh Agashiwala
Respondent Lawyers(s): Rejan K. Pillai
Arbitrator(s): Annette B. Meyers
Hearing Site: New York, NY
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12-0111704/23/2013Claimant(s): John Powell
Claimant Lawyers(s): William T. Kirtley
Respondent(s): International Financial Solutions.
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
11-0440406/19/2012Claimant(s): International Financial Solutions.
Claimant Lawyers(s): Joel R. Beck
Respondent(s): Walter Clark
Respondent Lawyers(s): Walter Lee Clark
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Baltimore, MD

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