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FINRA Awards for Ray Anthony San Pedro

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0054901/25/2024Claimant(s): Ray Anthony San Pedro
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Veera V. Konka, Annamaria Boccia Smith, Lisa Lograno
Hearing Site: New York, NY
23-0054711/06/2023Claimant(s): Ray Anthony San Pedro
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Denise L. Quarles, Michele S. Riley, Joanne Sari Feld
Hearing Site: New York, NY
20-0190211/12/2021Claimant(s): Ray Anthony San Pedro
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Samson
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY

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