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FINRA Awards for Nico Banks

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0132711/20/2024Claimant(s): Carlina Rodriguez
Claimant Lawyers(s): Nico Banks
Respondent(s): SW Financial
Respondent Lawyers(s): Axos Clearing
Arbitrator(s): George G. Kurschner, Richard W. Epstein, Robert J. Buchner
Hearing Site: Boca Raton, FL
Checkmark Icon$200,400
22-0142605/24/2024Claimant(s): Donald Davis, Marianne Mackley, Stephen Lim, Sunder Nambiar
Claimant Lawyers(s): Nico Banks
Respondent(s): Larry Law, Richard Sandfer
Respondent Lawyers(s): Larry Richard Law, Patrick R. Mahoney
Arbitrator(s): Anthony D. DeToro, Richard Maurice Robinson, Luis Sanchez Espinoza
Hearing Site: Los Angeles, CA
Checkmark Icon$1,301,030

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