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FINRA Awards for Jennifer Tomsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0238909/20/2023Claimant(s): Catalina Borrero
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Harvey Barrison, Alexander Asher Truitt, Sandra M Stephenson-Peterkin
Hearing Site: New York, NY
21-0074807/19/2022Claimant(s): Darius Ghoddoussi
Claimant Lawyers(s): William A. Kinsel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Elwood C. Avery, Scott D. Rash, Joseph L. Carman
Hearing Site: Seattle, WA
04-0642101/29/2008Claimant(s): Steven Dobel
Claimant Lawyers(s): Edward Zusman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Mark A. Myers, James Francis Donovan, Robert A. Wojcik
Hearing Site: New Orleans, LA
Checkmark Icon$288,000

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