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FINRA Awards for Adam C. Pollet

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0066310/17/2023Claimant(s): Latrice Osamor
Claimant Lawyers(s): Latrice A. Osamor
Respondent(s): First Command Brokerage Services.
Respondent Lawyers(s): Adam C. Pollet
Arbitrator(s): Douglas Earl McLaren, Julius P. Terrell, Alan Barry Cohen
Hearing Site: Washington, DC
Checkmark Icon$400
20-0062710/09/2020Claimant(s): Daniel Chang, Steve Kim
Claimant Lawyers(s): Adam C. Pollet
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Alicia L. Dragoo
Arbitrator(s): Gary William England, Mary Margaret Bush, Shawn Ridgell
Hearing Site: San Francisco, CA

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