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FINRA Awards for James Giannotti

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0174411/12/2024Claimant(s): James Giannotti
Claimant Lawyers(s): Guy Chirico
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Arthur M. Schoenberger, Nancy Kramer, John Michael Bergin
Hearing Site: New York, NY
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