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FINRA Awards for Alan Fong

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0275608/14/2023Claimant(s): Alan Fong
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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