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FINRA Awards for Brian Donaldson

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0110209/01/2023Claimant(s): Brian Donaldson, Frank Baldwin
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA

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