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FINRA Awards for Virginia Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0100602/08/2022Claimant(s): Virginia Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein
Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner
Hearing Site: Boca Raton, FL
21-0091412/21/2021Claimant(s): Virginia Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Michael Lau, Louis David Huss, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL

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