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FINRA Awards for Rosalind Ramsey Tyson

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0187206/08/2023Claimant(s): Walter Light
Claimant Lawyers(s): Walter Waitak Light
Respondent(s): Integral Financial LLC
Respondent Lawyers(s): Frank Ho
Arbitrator(s): Helen Marinak Blohm, Timothy P. Bogan, Rosalind Ramsey Tyson
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0402003/08/2021Claimant(s): Richard Trust
Claimant Lawyers(s): Richard Trust
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson
Hearing Site: San Francisco, CA
Checkmark Icon$298,400

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