22-02879 | 06/02/2023 | Claimant(s): Sofi Securities LLC Claimant Lawyers(s): Michele R Uunderwood Respondent(s): Andre Ismailyan Respondent Lawyers(s): Andre Ismailyan Arbitrator(s): Cynthia B. Stone, Mary M. O'Neil, Ethan Joseph Brown Hearing Site: Los Angeles, CA
| | Settlement |
14-02550 | 03/30/2015 | Claimant(s): Arthur Cooper, David Mcmanus Claimant Lawyers(s): Elaine M. Rice, George L. Guerra Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Helen Marinak Blohm, Laurel Littman Gothelf, Cynthia B. Stone Hearing Site: Los Angeles, CA
| | |
09-02641 | 04/27/2011 | Claimant(s): M. Michele Sawyer Claimant Lawyers(s): Jeffrey P. Lendrum Respondent(s): Carlos Legaspy, Horwitz & Associates. Respondent Lawyers(s): Dennis J. Kelly Arbitrator(s): Guenter S. Cohn, Cynthia B. Stone, E. Milton Frosburg Hearing Site: San Diego, CA
| | $0 |
09-04880 | 03/09/2011 | Claimant(s): Craig & Kathleen Juntunen Living Trust Claimant Lawyers(s): Alan Gilmore Respondent(s): Jeffry Korte, Merrill Lynch Pierce Fenner & Smith Inc., Richard Wilson Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Joe S. Tarrer, Cynthia B. Stone, Amy L. Wachs Hearing Site: Phoenix, AZ
| | Expungement |
08-03821 | 02/09/2011 | Claimant(s): Angela Kamahi, Isaac Kamahi Claimant Lawyers(s): G. Mark Brewer Respondent(s): Matthew Lord, Banc Of America Investment Services Respondent Lawyers(s): Stephen M. Dollar Arbitrator(s): Nancy J. Spieczny, Cynthia B. Stone, Vytas Tarulis Hearing Site: San Diego, CA
| | $50,000 |
09-00755 | 04/09/2010 | Claimant(s): Gene Gasselle Claimant Lawyers(s): Richard A. Nervig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Schulze Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Judith A. Gust, Cynthia B. Stone, John Scott Carter Hearing Site: San Diego, CA
| | $0 |