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FINRA Awards for Franklin Lewis Broyles

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0120206/04/2014Claimant(s): Patricia Costello, Richard Costello, Traci Costello, The Estate of Mary Pooley, Patricia Costello IRA, Richard Costello IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): WFG Investments.
Respondent Lawyers(s): Stefan R. Dandelles
Arbitrator(s): Roland D. Freeman, Andrea U. Calve, Franklin Lewis Broyles
Hearing Site: Dallas, TX

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