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FINRA Awards for George Steven Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0347210/01/2015Claimant(s): George Moore
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0246005/19/2011Claimant(s): Harry Leete
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): G. A. Repple & Company
Respondent Lawyers(s): William M. Rishoi
Arbitrator(s): Robert P. Porter, George Steven Moore, David Lawrence Rowe
Hearing Site: Raleigh, NC
Checkmark Icon$132,000
06-0444502/14/2008Claimant(s): American Municipal Securities.
Claimant Lawyers(s): Robert Persante
Respondent(s): Gregg Hollidge, John A. and Drewry Mitchell
Respondent Lawyers(s): Michael T. Medford, Robert Persante
Arbitrator(s): Lynne T. Albert, George Steven Moore, Karen A. West
Hearing Site: Raleigh, NC
Checkmark Icon$0

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