Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00543 | 10/14/2022 | Claimant(s): Joseph Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 19-00764 | 08/16/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Bruce M. Lewitas Respondent(s): Joseph Smith Respondent Lawyers(s): Joseph Smith Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 12-03409 | 06/04/2015 | Claimant(s): Faye Smith, J.O. Godwin, Joseph Smith, June Collier, Lee Roy Collier, Estate of Erma Bowen Claimant Lawyers(s): Brandon S. Neuman, C. Battles Respondent(s): Hugh Dyson Respondent Lawyers(s): Hugh Monroe Dyson Arbitrator(s): Karen A. West, Thomas W. Allen, David Josephsohn Hearing Site: Raleigh, NC |  | $437,500 |