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FINRA Awards for Brandon S. Neuman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0340108/08/2016Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Louis Dworsky
Respondent Lawyers(s): Brandon S. Neuman
Arbitrator(s): Stephen P. Hoffman, Donald Cornelius Morrison, Charles S. Clayton
Hearing Site: Raleigh, NC
12-0340906/04/2015Claimant(s): Faye Smith, J.O. Godwin, Joseph Smith, June Collier, Lee Roy Collier, Estate of Erma Bowen
Claimant Lawyers(s): Brandon S. Neuman, C. Battles
Respondent(s): Hugh Dyson
Respondent Lawyers(s): Hugh Monroe Dyson
Arbitrator(s): Karen A. West, Thomas W. Allen, David Josephsohn
Hearing Site: Raleigh, NC
Checkmark Icon$437,500

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