Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01753 | 01/27/2023 | Claimant(s): Don Rudolph Claimant Lawyers(s): James P. Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Michael J. Ahlstrom, Michael J. Pasquale, Paul Nicholas Inserra Hearing Site: Raleigh, NC | ||
| 19-02740 | 03/17/2020 | Claimant(s): Don Rudolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Corporate Officer, Sara B. Davis Arbitrator(s): Harvey R. Linder Hearing Site: Raleigh, NC |