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FINRA Awards for Austin Davis

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0080310/24/2024Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L Hendrickson
Respondent(s): Gregg Whelan
Respondent Lawyers(s): Austin Davis
Arbitrator(s): Robert D. Sussin, Jeffrey L. Malek, Anna Marie Turco
Hearing Site: Los Angeles, CA
23-0131409/19/2024Claimant(s): Vincent Ambroselli
Claimant Lawyers(s): Austin Davis
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
23-0289709/06/2024Claimant(s): Timothy Ackerman
Claimant Lawyers(s): Austin Davis
Respondent(s): Guardian Investor Services LLC
Respondent Lawyers(s): John Walter
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
13-0232909/04/2015Claimant(s): Donna Sabb
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Austin Davis, Collette Davis, Deborah Davis, Jordan Davis
Respondent Lawyers(s): Deborah Davis, Scott A. Petri
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
Expungement

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