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FINRA Awards for Vicki Z. Holleman

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0033602/20/2024Claimant(s): Edward Winston
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz
Hearing Site: New York, NY
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