| 21-00556 | 07/08/2022 | Claimant(s): SFA Holdings., Timbrel Capital, Timbrel Holdings
Claimant Lawyers(s): Emma J. Redden
Respondent(s): Brannon McPherson, Clive Slovin, Jean Merriman, Randy Gold
Respondent Lawyers(s): Brannon McPherson, Emma J. Redden
Arbitrator(s): Peggy Lewis Kennedy, John James Rubin, Jane Alexis Hodges
Hearing Site: Atlanta, GA
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| 21-01124 | 12/30/2021 | Claimant(s): Dao Phan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WMA Securities.
Respondent Lawyers(s): Clive Slovin
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 20-02758 | 05/14/2021 | Claimant(s): Stephen Dissette
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WMA Securities.
Respondent Lawyers(s): Clive Slovin
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 18-02175 | 01/25/2019 | Claimant(s): John Balcerzak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WMA Securities., World Group Securities.
Respondent Lawyers(s): Clive Slovin, Susan D. Duff
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC
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| 16-03224 | 10/09/2017 | Claimant(s): Vivienne Schleu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, WMA Securities., World Group Securities.
Respondent Lawyers(s): Clive Slovin, Jon D. Kaplon, Susan D. Duff
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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