| 21-00247 | 06/22/2023 | Claimant(s): Rance Wallace
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): John James Rubin
Hearing Site: Atlanta, GA
|  | Expungement |
| 21-00556 | 07/08/2022 | Claimant(s): SFA Holdings., Timbrel Capital, Timbrel Holdings
Claimant Lawyers(s): Emma J. Redden
Respondent(s): Brannon McPherson, Clive Slovin, Jean Merriman, Randy Gold
Respondent Lawyers(s): Brannon McPherson, Emma J. Redden
Arbitrator(s): Peggy Lewis Kennedy, John James Rubin, Jane Alexis Hodges
Hearing Site: Atlanta, GA
| | |
| 19-01960 | 11/29/2021 | Claimant(s): Claudine Webb
Claimant Lawyers(s): Alex B. Kaufman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): James C. Hoover, John James Rubin, Rebekah Ratliff
Hearing Site: Atlanta, GA
| | $20,000 |
| 10-05785 | 09/29/2011 | Claimant(s): Orval Beckmon
Claimant Lawyers(s): Barry D. Estell
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Hayes, Wilburta Ann Willey, John James Rubin
Hearing Site: Wichita, KS
| | $0 |
