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FINRA Awards for Alex B. Kaufman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0196011/29/2021Claimant(s): Claudine Webb
Claimant Lawyers(s): Alex B. Kaufman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): James C. Hoover, John James Rubin, Rebekah Ratliff
Hearing Site: Atlanta, GA
Checkmark Icon$20,000

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