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FINRA Awards for William Warner

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0093809/28/2018Claimant(s): William Warner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT

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