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FINRA Awards for Todd E. Ratner

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0366603/05/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Brian O'Neill
Respondent Lawyers(s): Brian O'Neill
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
13-0119005/06/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Christopher Spires, Michael Wilder
Respondent Lawyers(s): Christopher Thomas Spires, Michael Dustin Wilder
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Columbia, SC

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