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FINRA Awards for Christen M. Steimle

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0296605/05/2017Claimant(s): The Estate of Helen Nottingham
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Kevin Benjamin
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0211405/05/2015Claimant(s): Ethel M. Cusic Trust
Claimant Lawyers(s): John D. McClure
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Thomas C. Wagner
Hearing Site: Cincinnati, OH
Checkmark IconDismissed by Rule 12206
13-0183811/12/2014Claimant(s): Robert Kenneke
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Fifth Third Securities., Mark Rottler
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Michael S. Matek, Thomas F. Mahoney, Michael David Bohne
Hearing Site: Chicago, IL
Checkmark Icon$100,000

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