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FINRA Awards for Terrance Arges

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0136011/22/2019Claimant(s): Terrance Arges
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey
Hearing Site: San Diego, CA

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