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FINRA Awards for Andrew Kennon Jennings

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0091803/22/2022Claimant(s): Jalaleddin Afifi
Claimant Lawyers(s): Robert Gonser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Scott T. Nonaka
Arbitrator(s): Dean J. Dietrich, Julianne Averill, Andrew Kennon Jennings
Hearing Site: San Francisco, CA
21-0025007/28/2021Claimant(s): Peggy Lao
Claimant Lawyers(s): Peggy Pek-Van Lao
Respondent(s): UVEST Financial Services Group.
Respondent Lawyers(s): Sara Davis
Arbitrator(s): Michael Lancaster Garcia, Chicora Martin, Andrew Kennon Jennings
Hearing Site: San Francisco, CA

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